3 results
9 Apr 2019 23:11
Andrew Left v Securities & Futures Commission & Market Misconduct Tribunal (Hong Kong) - A Tale of Expansive Interpretation & Criminal Law in Financial MarketsAndrew Left v Securities & Futures Commission & Market Misconduct Tribunal (Hong Kong) - A Tale of Expansive Interpretation & Criminal Law in Financial Market Misconduct Summary In Andrew Left v Securities & Futures Commission & Market Misconduct Tribunal [2019] HKCA 224[2], the Hong Kong Court of more...
Admissibility of findings in professional disciplinary proceedings
INTRODUCTION When a professional client is brought before their regulator, it is not uncommon for it to be the last in a number of hearings considering the same allegations, such as those held by their employer, concurrent criminal proceedings, or a coroner's inquest. This article considers the more...
The meaning of “professional misconduct” in barrister disciplinary proceedings
The meaning of “professional misconduct” in barrister disciplinary proceedings Marc Beaumont, FCIArb, barrister 1. In practice as in life we regularly use language that we do not pause to define. For those who practise in the field of professional discipline, we speak of “professional misconduct”. more...
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